Compliance Manager (Vp)

Matrix Recruitment

Dublin

What you need to know. You will work as a Compliance Manager (VP) for our client, an investment bank company in Dublin. This is a 10 month contract role. Your new job. This is a VP role which reports directly to the Chief Compliance Officer. The activities of the compliance team involve the provision of advisory, monitoring, training services as well as overseeing the regulatory reporting for the regulated entity which is prepared by the Regulatory Reporting team within Finance in London. This role also fulfils the role of the MLRO, as well as the regulated entity Data Protection Lead. A detailed job description is available in request for suitable applications. However, some key responsibilities would include – Assisting in the managing of the regulatory relationship including proactive liaison with and answering queries from the Central Bank of Ireland, the Irish Stock Exchange and any other industry body as required (including Gardaí and Revenue Commissioners as appropriate); Monitoring regulatory change and preparing impact analyses of any relevant Irish or EU regulations. This will involve providing guidance on the implications of regulations and assisting in the implementation of internal change subsequently required; Co-ordination of all regulatory examinations, including the annual audit of the firm’s compliance with the Central Bank of Ireland’s Client Asset Requirements by the firm’s external auditors; Overseeing and reviewing of all regulatory reporting prepared including the daily, monthly and quarterly returns to the Central Bank of Ireland; Responding to queries from the Central Bank of Ireland relating to issues arising in the financial returns; In conjunction with the Financial Crime Team and KYC Team, approving all new clients through due diligence procedures including the review of KYC documentation and AML procedures; Acting as Data Protection Lead for the regulated entity and ensuring the necessary regulatory permissions are maintained and that Subject Access Requests and Freedom of Information Requests are processed; What are we looking for? In-depth working knowledge of the legislation and regulations for the Irish and EU financial services regulatory environment, in particular MiFID and Client Asset Requirements; Previous experience of Central Bank of Ireland interaction, including inspections and liaison with a Supervisory team; 4-5 years as a Senior Compliance Officer/Manager role. Experience dealing with the central bank is key. Good knowledge of stockbroking market. ACOI qualification is desirable. Matrix Recruitment are acting as the Employment Agency and Pay Master for this position. Apply for this job now or get in touch with Gillian on 051 353825. By applying, you are giving consent for Matrix Recruitment to contact you about this job. We collect your data for recruitment purposes only and will retain it for the duration required as outlined in our privacy policy. All CVs are kept confidential and will not be submitted to any clients without your knowledge and consent. Please note that due to the expected high volume of applications we can only reply to applicants suitable for the position. In the interest of protecting your data and informing you of your rights we will notify you should we retain your information by issuing an acknowledgement email and a request for consent where not already expressly given. We Value Your Trust. This job originally appeared on RecruitIreland.com.

2048 days ago